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James Stuart Richter

Advisory Services Network

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About James Stuart Richter

James Stuart Richter is an Investment Advisor Representative with Advisory Services Network, LLC, located in Atlanta, GA. James has been in the financial services industry since 1999. James has a Series 7, Series 63 and Series 65 license. James has been with Advisory Services Network since 2013, and prior to that was employed by Kovack Securities.

Firm Information

James Richter is currently registered with Advisory Services Network. Advisory Services Network is a financial advisory firm headquartered in Atlanta, GA. The firm provides a range of financial services including financial planning, portfolio management for individuals, and selection of other advisors. The firm manages approximately $6.8 billion in assets for a diverse clientele including high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and individuals. The firm employs 86 licensed agents, 206 investment advisor representatives, and 14 registered representatives.
Advisory Services Network

6600 PEACHTREE DUNWOODY RD.

ATLANTA, GA 30328

$6.82B

Assets Under Management

44

Total Clients

213

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Richter’s Registration & Firm History

GA

04/10/2018 - Present

Advisory Services Network (ATLANTA GA)

FL

10/15/2014 - 06/30/2016

KOVACK SECURITIES INC. (Sarasota FL)

FL

06/17/2013 - 10/15/2014

RESOURCE HORIZONS GROUP LLC (SARASOTA FL)

PA

01/30/2009 - 05/16/2013

PURSHE KAPLAN STERLING INVESTMENTS (CONSHOHOCKEN PA)

PA

04/02/2007 - 02/02/2009

MORGAN STANLEY & CO. INCORPORATED (WAYNE PA)

PA

07/01/2005 - 04/02/2007

MORGAN STANLEY DW INC. (WAYNE PA)

MO

07/01/2003 - 07/07/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

05/13/1999 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/21/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/28/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/30/2016

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for James Stuart Richter.
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