Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Olson has been working in the financial industry since March 25, 1998. James is a registered representative of LPL Financial LLC and offers a variety of financial services to clients. James also holds a Series 24 General Securities Principal Examination and has passed the Securities Industry Essentials Examination (SIE). James has a history of working with Financial Network Investment Corporation and Waddell & Reed, Inc. James is registered with the following states: Arizona, California, Florida, Illinois, Michigan, Nevada, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
09/13/2022 - Present
LPL Financial LLC (PASADENA CA)
KS
02/15/2002 - 05/07/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
CA
07/28/1995 - 06/18/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BOTH
Issued 03/07/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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