Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stuart Harper is a financial advisor with over 30 years of experience in the financial industry. James is registered as a registered representative with Raymond James Financial Services Advisors, Inc. in Tampa, FL. James is also registered as an investment advisor representative in Florida. James has a wide range of experience and holds multiple licenses including Series 3, 7, 24, 31, 63, 66 and SIE. James has worked with clients ranging from corporations and high-net-worth individuals to insurance companies and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
05/20/2009 - Present
Raymond James Financial Services Advisors, Inc. (Tampa FL)
MA
03/26/2001 - 11/29/2001
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
MA
01/01/1998 - 12/11/1998
NATIONSBANC INVESTMENTS, INC. (BOSTON MA)
NA
06/07/1993 - 01/01/1998
NATIONSSECURITIES
MA
03/25/1991 - 06/07/1993
NATIONSBANC SECURITIES, INC. (BOSTON MA)
NY
05/23/1985 - 04/15/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 05/04/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 06/24/1985
Series 3 - National Commodity Futures Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Harper is the right advisor for you? Invested Better is here to help.
