Unclaimed
James Stuart Fish is a financial advisor with Evercore Group LLC. James has been in the financial services industry since June 4, 2015 and is registered in 37 states. James holds the Series 79TO, SIE, and Series 22 licenses and is also qualified to sell Direct Participation Programs. James previously worked at TRIAGO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2021 - Present
Evercore Group LLC (NEW YORK NY)
NY
06/05/2015 - 07/29/2021
TRIAGO (NEW YORK NY)
BC
Issued 08/17/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2015
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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