Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stoddard is a financial advisor with Moelis & Co. LLC in Boston. James has over 15 years of experience in the financial services industry and holds the Series 7, Series 63, and Series 79TO licenses. James has been registered with the state of Massachusetts since 2022 and is also registered with the Financial Industry Regulatory Authority (FINRA). Previously, James was employed by CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN SECURITIES INC., and BEAR, STEARNS & CO. INC.. James is a registered representative and investment banking advisor, and is licensed in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
11/30/2022 - Present
Moelis & Co. LLC (BOSTON MA)
NY
06/12/2008 - 11/28/2022
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/02/2008 - 07/14/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MA
09/29/2007 - 06/02/2008
BEAR, STEARNS & CO. INC. (BOSTON MA)
BC
Issued 11/14/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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