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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stewart Staats is a financial advisor registered with Summit Global Investments, LLC. James has been in the industry since 2006 and has experience working with individuals, families, and businesses. He specializes in providing investment advice, financial planning, and portfolio management services. James holds licenses for both securities and investment advising, and he has passed several professional exams, including the Series 65, Series 63, and Series 26. His expertise spans investment company products, variable contracts, and other investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Analytical services.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
10/11/2023 - Present
Summit Global Investments, LLC (Selkirk NY)
NY
02/11/2021 - 10/02/2023
TRANSAMERICA FINANCIAL ADVISORS, INC (Port Jefferson Station NY)
IA
Issued 03/25/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/25/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/19/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 02/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
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