Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McGough is a financial advisor with Investment Distributors, Inc. in Covington, Kentucky. James has over 25 years of experience in the financial services industry. James is registered to provide securities advice in North Carolina. James is a Series 7, Series 24, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
01/03/2022 - Present
Investment Distributors, Inc. (Covington KY)
AL
08/03/2020 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (BIRMINGHAM AL)
OH
01/26/2017 - 08/11/2020
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
NJ
07/16/2013 - 11/02/2016
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
TX
04/13/2011 - 08/15/2013
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
MA
03/26/2009 - 01/05/2011
SYMETRA INVESTMENT SERVICES, INC. (BOSTON MA)
NJ
05/17/2007 - 03/04/2009
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
08/02/2005 - 04/27/2007
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
03/16/2005 - 06/28/2005
COLUMBIA FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MA
10/30/2003 - 03/17/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NC
10/06/2003 - 03/17/2005
BACAP DISTRIBUTORS, LLC (CHARLOTTE NC)
PA
08/26/2002 - 09/02/2003
DIRECTED SERVICES, INC. (WEST CHESTER PA)
NC
04/14/1998 - 07/16/2002
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
07/12/1996 - 02/17/1998
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
MN
02/13/1996 - 06/07/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/13/1996 - 06/07/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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