Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Bernier is a financial advisor who has been in the industry since 1997. James is currently registered with PNC Capital Markets LLC and is licensed in Pennsylvania and the District of Columbia. James holds several licenses, including the Series 7, Series 53, and Series 63 exams. James was previously registered with NatCity Investments, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
05/22/1997 - Present
PNC Capital Markets LLC (PITTSBURGH PA)
OH
01/02/2009 - 02/22/2010
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
BC
Issued 07/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2002
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/31/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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