Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Steven Tumminelli is a financial advisor who has been in the industry since 2006. James Steven Tumminelli is currently registered with Kestra Advisory Services, LLC in Austin, Texas. James Steven Tumminelli has been registered with LPL Financial LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., WAMU INVESTMENTS, INC., and Morgan Stanley DW INC. in the past. James Steven Tumminelli offers investment advisory services through Kestra Advisory Services, LLC and life insurance and fixed annuities through Advisors Insurance Brokers. James Steven Tumminelli is a member of FINRA and the State of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
09/14/2023 - Present
Kestra Advisory Services, LLC (AUSTIN TX)
NY
12/01/2014 - 09/20/2023
LPL FINANCIAL LLC (EAST SETAUKET NY)
NY
10/01/2012 - 12/12/2014
J.P. MORGAN SECURITIES LLC (BAYPORT NY)
NY
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAYVILLE NY)
NY
11/10/2006 - 05/02/2009
WAMU INVESTMENTS, INC. (SAYVILLE NY)
NY
10/05/2005 - 06/05/2006
MORGAN STANLEY DW INC. (MELVILLE NY)
BOTH
Issued 12/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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