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James Steven Sanchez

Fidelity Brokerage Services LLC

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About James Steven Sanchez

James Sanchez is a financial professional with over 2 years of experience in the financial services industry. James is currently registered with Fidelity Brokerage Services LLC and has previously been employed by DAIWA CAPITAL MARKETS AMERICA INC. James holds the Series 7 and SIE licenses. James is a dedicated and experienced professional who is committed to providing clients with the highest level of service and expertise.

Firm Information

James Sanchez is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Sanchez’s Registration & Firm History

NJ

08/21/2018 - Present

Fidelity Brokerage Services LLC (JERSEY CITY NJ)

NY

02/19/2018 - 07/17/2018

DAIWA CAPITAL MARKETS AMERICA INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/19/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for James Steven Sanchez.
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