Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sabonis is a financial professional with over 28 years of experience in the industry. James is currently registered with Hilltop Securities Inc., serving clients in several states, including Texas, California, Colorado, Michigan, North Carolina, and Oklahoma. Prior to joining Hilltop Securities Inc., James was previously employed with FIRST SOUTHWEST COMPANY, LLC, NCNB TEXAS SECURITIES, INC., and REPUBLICBANK FINANCIAL MARKETS, INC. James holds the Series 63, Series 79TO, SIE, Series 50, and Series 7 licenses. James specializes in providing financial planning and investment advice to high net worth individuals, corporations and other businesses, individuals other than high net worth, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/22/2016 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
01/17/1995 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
NA
11/06/1987 - 05/04/1988
NCNB TEXAS SECURITIES, INC.
NA
09/24/1987 - 11/06/1987
REPUBLICBANK FINANCIAL MARKETS, INC.
BC
Issued 08/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 01/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure James Sabonis is the right advisor for you? Invested Better is here to help.
