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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Steven Payton is a financial advisor with Cetera Investment Advisers LLC, registered with both FINRA and the SEC. Based in Burnsville, Minnesota, James has over 30 years of experience in the financial services industry. Before joining Cetera, James held positions at Wells Fargo Investments, LLC and Financial Network Investment Corporation. James's expertise includes financial planning, portfolio management for individuals and businesses, and selection of other advisors. He holds Series 63, 65, 7, and SIE licenses. He is licensed to provide investment advisory services in Minnesota, Texas, California, Hawaii, Indiana, South Dakota, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (BURNSVILLE MN)
MN
12/15/2008 - 01/19/2010
WELLS FARGO INVESTMENTS, LLC (WAYZATA MN)
MN
01/12/2005 - 12/12/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (ST LOUIS PARK MN)
MN
01/19/1988 - 01/19/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 11/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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