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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Steven Payton is an investment advisor representative with Cetera Investment Advisers LLC and is registered to provide investment advice in Minnesota and Texas. James has over 30 years of experience in the securities industry and is a registered representative with FINRA. James holds the Series 7, Series 63 and Series 65 licenses and has passed the SIE exam. James specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. James's previous experience includes working at Wells Fargo Investments, LLC, Financial Network Investment Corporation, and Piper Jaffray & Co.
BURNSVILLE, MN
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/29/2023 - Present
Cetera Investment Advisers LLC (BURNSVILLE MN)
MN
12/15/2008 - 01/19/2010
WELLS FARGO INVESTMENTS, LLC (WAYZATA MN)
MN
01/12/2005 - 12/12/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (ST LOUIS PARK MN)
MN
01/19/1988 - 01/19/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
IA
Issued 11/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/3/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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