Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Milholen is an investment advisor representative at Fidelity Personal and Workplace Advisors, where James has been employed since July 2018. James is also a registered investment advisor representative in Texas and Washington. James has been in the industry since April 1994. Before joining Fidelity Personal and Workplace Advisors, James worked at TIAA-CREF Individual & Institutional Services, LLC and Schneider Securities, Inc. James is a Certified Financial Planner and holds the Series 7, 9, 10, 24, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NH
12/12/2018 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
KS
05/02/2001 - 05/24/2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LAWRENCE KS)
CO
07/28/1997 - 04/19/2001
SCHNEIDER SECURITIES, INC. (DENVER CO)
CO
08/17/1994 - 08/01/1997
R A F FINANCIAL CORPORATION (DENVER CO)
NY
03/01/1994 - 08/26/1994
HIBBARD BROWN & CO., INC. (NEW YORK NY)
NY
08/05/1994 - 08/17/1994
L.C. WEGARD & CO., INC. (NEW YORK NY)
BOTH
Issued 03/08/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/04/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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