Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Steven Limoncelli is a financial professional with over 30 years of experience in the financial services industry. James has a strong background in providing investment consulting services to institutional clients, as well as financial planning and portfolio management services for individuals and businesses. James is currently registered as a Registered Representative and Investment Advisor Representative with Wells Fargo Clearing Services, LLC. Previously, James was a Registered Representative with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Wachovia Securities, LLC, and Prudential Securities Incorporated. James is licensed to conduct business in Arkansas, California, Massachusetts, Nevada, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/22/2022 - Present
Wells Fargo Clearing Services, LLC (EL DORADO HILLS CA)
PA
06/01/2009 - 09/28/2009
MORGAN STANLEY SMITH BARNEY (WAYNE PA)
PA
10/28/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WAYNE PA)
PA
07/01/2003 - 10/10/2008
WACHOVIA SECURITIES, LLC (RADNOR PA)
NY
07/11/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CA
03/16/1999 - 04/20/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
10/04/1990 - 03/18/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/21/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/25/1994
Series 14 - Compliance Officer Examination
BC
Issued 07/02/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/1996
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1990
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Limoncelli is the right advisor for you? Invested Better is here to help.
