linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James Steven Kiper

First Kentucky Securities Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James Steven Kiper

James Steven Kiper has been in the financial services industry since 1988 and is currently registered as an investment advisor representative with First Kentucky Securities Corp. in Louisville, Kentucky. Prior to joining First Kentucky Securities Corp., James was registered with UBS Financial Services Inc. and J.C. Bradford & Co.. James has a diverse range of experience and holds licenses to provide securities and investment advisory services. James is also a part-time pilot for CREW AVIATION LLC (FORMERLY CENTRAL AMERICAN AIRWAYS) and is involved with Triple M Investment Club.

Firm Information

James Kiper is currently registered with First Kentucky Securities Corp.. First Kentucky Securities Corp. is a corporation founded in 1977, headquartered in Louisville, KY. They are a registered investment adviser with the SEC and are licensed in 47 states. They offer financial planning, portfolio management for individuals and businesses, security ratings, and selection of other advisers. The firm manages over $678 million in assets for a diverse client base, including individuals, corporations, charitable organizations, and pension plans.
First Kentucky Securities Corp.

4360 BROWNSBORO ROAD

LOUISVILLE, KY 40207

$678.56M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

Commissions for fixed income principal transactions

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Kiper’s Registration & Firm History

KY

11/19/2014 - Present

First Kentucky Securities Corp. (LOUISVILLE KY)

KY

08/14/2000 - 06/02/2014

UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)

NY

01/20/1988 - 08/14/2000

J.C. BRADFORD & CO. (NEW YORK NY)

Not sure if James Steven Kiper is right for you?

Licenses & Designations

IA

Issued 12/04/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/21/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Steven Kiper.
Not sure if James Steven Kiper is right for you?