Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Keane is a financial professional with over 29 years of experience in the industry. James is currently registered with Pruco Securities, LLC. James has been with Pruco Securities, LLC since March 2002. Previously, James worked at Liberty Life Securities LLC and Liberty Securities Corporation. James is licensed to conduct securities business in multiple states. James has a strong track record of providing financial advice to a wide range of clients, including individuals, families, businesses, and trusts. James is committed to providing his clients with personalized financial advice that meets their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
NY
03/11/2002 - Present
Pruco Securities, LLC (New York NY)
NH
12/01/1999 - 02/19/2002
LIBERTY LIFE SECURITIES LLC (DOVER NH)
NY
07/21/1993 - 12/01/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
BC
Issued 08/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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