Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Grimes is a financial professional with over 17 years of experience in the industry. James has a diverse background, having previously worked at Charles Schwab & Co., Inc. and Morgan Stanley DW Inc. James currently holds a Series 7, Series 31, and Series 66 license and is employed by National Financial Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/25/2015 - Present
National Financial Services LLC (WESTLAKE TX)
FL
06/15/2006 - 05/12/2015
CHARLES SCHWAB & CO., INC. (ORLANDO FL)
NY
07/05/2004 - 06/13/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/09/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 07/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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