Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Dennik is an active investment advisor registered with the state of Wisconsin and Texas. James Dennik has been in the industry since January 31, 1989. James Dennik is currently employed by U.s. Bancorp Investments, Inc. and is based in Milwaukee. James Dennik is licensed to offer financial advice and services to individuals, corporations, charitable organizations, and pension and profit-sharing plans. James Dennik has a wide range of experience in the industry, having previously worked for firms such as M&I FINANCIAL ADVISORS, INC, LIBERTY SECURITIES CORPORATION, WALL STREET INVESTOR SERVICES, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
WI
03/03/2010 - Present
U.s. Bancorp Investments, Inc. (Milwaukee WI)
WI
10/01/1997 - 03/29/2010
M&I FINANCIAL ADVISORS, INC (GREENDALE WI)
NY
08/18/1995 - 09/30/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
07/13/1992 - 08/23/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NY
09/07/1988 - 08/31/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
09/07/1988 - 08/31/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
03/23/1987 - 09/15/1988
DREHER & ASSOCIATES, INC.
IA
Issued 07/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1987
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/19/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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