Unclaimed
James Steven Crimmins is a financial advisor with Equitable Distributors, LLC. James has been in the financial services industry since February 16, 2000. James holds the Series 6, Series 26 and Series 63 licenses, as well as the SIE designation. James is registered to provide investment advice in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/15/2007 - Present
Equitable Distributors, LLC (Charlotte NC)
NY
06/26/2013 - 01/06/2014
AXA ADVISORS, LLC (NEW YORK NY)
PA
10/27/2005 - 10/15/2007
ING AMERICA EQUITIES, INC. (WEST CHESTER PA)
TN
03/27/2003 - 09/19/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
IN
02/21/2003 - 03/24/2003
ASH SECURITIES WHOLESALING, INC. (FORT WAYNE IN)
IL
01/19/2000 - 12/05/2002
AFD, INC. (NORTHBROOK IL)
MA
09/14/1999 - 12/09/1999
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/14/1999 - 12/09/1999
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 09/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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