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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stephen Yurak is a financial advisor with UBS Financial Services Inc. based in Hudson, OH. James has been in the financial industry since January 18, 2001. James is registered with the state of Ohio and Texas. James specializes in retirement planning, education planning, estate planning, insurance planning, and investment planning. James has been a financial advisor for UBS Financial Services Inc. since January 2009. Prior to that, James worked for MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and MCDONALD INVESTMENTS INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/22/2009 - Present
UBS Financial Services Inc. (HUDSON OH)
OH
08/22/2001 - 01/26/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUDSON OH)
OH
01/18/2001 - 08/23/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 03/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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