Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Soboleski is a financial advisor with over 20 years of experience in the industry. James is currently registered with Equity Services, Inc. and has been with the firm since 2001. Previously, James was a registered representative with New England Securities. James is licensed to sell securities in 13 states including Connecticut, Florida, Indiana, Maine, Massachusetts, New Hampshire, North Carolina, Rhode Island, Texas, Vermont, Virginia, and Wisconsin. James specializes in providing financial planning, portfolio management, and investment advisory services. James holds a Series 6 license, Series 63 license, and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
10/30/2001 - Present
Equity Services, Inc. (GLASTONBURY CT)
NY
02/17/1999 - 10/23/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
BC
Issued 03/09/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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