Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stephen Franceus is a financial advisor with over 35 years of experience in the industry. James is currently registered with LPL Financial LLC and has a broad range of experience. James has also held previous positions at several other firms including Cambridge Investment Research, Inc., Crown Capital Securities, L.P., and Mutual Service Corporation. James holds the Series 6, 7, and 63 licenses as well as the SIE exam. James also holds the Certified Financial Planner designation. James is registered in 11 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
01/29/2024 - Present
LPL Financial LLC (GRESHAM OR)
OR
05/07/2013 - 01/26/2024
CAMBRIDGE INVESTMENT RESEARCH, INC. (LAKE OSWEGO OR)
OR
12/05/2005 - 03/22/2013
CROWN CAPITAL SECURITIES, L.P. (LAKE OSWEGO OR)
OR
02/01/2000 - 12/19/2005
MUTUAL SERVICE CORPORATION (LAKE OSWEGO OR)
MA
03/31/1999 - 12/31/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
CA
01/02/1997 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
IA
10/30/1993 - 12/31/1996
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
NA
06/23/1987 - 10/29/1993
CENTURY INVESTORS OF AMERICA, INC.
NA
11/17/1983 - 08/13/1984
NML EQUITY SERVICES, INC.
BC
Issued 06/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/1996
Series 7 - General Securities Representative Examination
BC
Issued 06/22/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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