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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stephen Davos is a financial advisor with Commonwealth Financial Network, based in Latham, NY. James has been working in the financial industry since 2001, holding various roles at different firms. He is currently registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). James has a diverse range of experience, including securities, advisory, and insurance, which he leverages to provide personalized services for his clients. James is dedicated to helping clients meet their financial goals through customized investment strategies, tailored financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/29/2021 - Present
Commonwealth Financial Network (Latham NY)
MA
08/20/2010 - 11/02/2021
COMMONWEALTH FINANCIAL NETWORK (Lynnfield MA)
MA
06/15/2001 - 08/23/2010
NEW ENGLAND SECURITIES (WALTHAM MA)
IA
Issued 01/29/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2010
Series 7 - General Securities Representative Examination
BC
Issued 06/14/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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