Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stephen Davis is a financial advisor who has been active in the industry since 2002. James is registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since January 2009. James has been registered in 41 states, holds a Series 7, Series 66, Series 24 and Series 4 licenses, and has a SIE certification. James Stephen Davis is also a licensed insurance agent. James is a financial advisor with extensive experience in helping clients with financial planning, portfolio management, and pension consulting. James also offers educational seminars and hourly and fixed-rate consultations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
ME
09/26/2018 - Present
Raymond James Financial Services Advisors, Inc. (PORTLAND ME)
BOTH
Issued 05/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/24/2018
Series 4 - Registered Options Principal Examination
BC
Issued 04/02/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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