Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stephen Buehler is a financial advisor with over 40 years of experience in the industry. James is currently registered with Wells Fargo Clearing Services, LLC. James has a strong background in securities and investments, holding Series 63, 65, 7 and 8 licenses. James has worked for several prominent financial institutions including UBS Financial Services Inc., Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. James currently has registrations in 19 states including New Jersey, Texas, Florida, New York, Pennsylvania and more. James can provide a variety of financial services to individuals, corporations and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
10/08/2015 - Present
Wells Fargo Clearing Services, LLC (BEDMINSTER NJ)
NJ
10/16/2008 - 10/19/2015
UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)
NY
02/21/2006 - 10/28/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
06/03/1988 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
04/14/1980 - 05/24/1988
TUCKER, ANTHONY & R. L. DAY, INC.
NA
01/31/1980 - 05/14/1980
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
01/02/1980 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
09/25/1978 - 01/31/1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
IA
Issued 12/11/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/29/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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