Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Alexis is a registered representative with Nylife Distributors LLC. James has been in the financial services industry since 1999 and has held previous positions at NYLIFE SECURITIES INC., CHARLES SCHWAB & CO., INC., and FINANCIAL NETWORK INVESTMENT CORPORATION. James is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
04/17/2001 - Present
Nylife Distributors LLC (Jersey City NJ)
NY
12/19/2002 - 11/18/2004
NYLIFE SECURITIES INC. (NEW YORK NY)
TX
06/09/1999 - 07/29/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CA
02/24/1999 - 05/03/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
BC
Issued 06/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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