Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Molloy is an investment advisor representative at LPL Financial LLC. James has been in the industry since February 2013, and is registered with the Securities and Exchange Commission (SEC) in the state of Colorado and Texas. James specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. James provides consulting and other non-discretionary advisory services. James also has insurance licenses and is an insurance agent. James is a member of the Business Network International (BNI).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
07/21/2021 - Present
LPL Financial LLC (GREENWOOD VILLAGE CO)
CO
02/05/2013 - 07/21/2021
WADDELL & REED (GREENWOOD VILLAGE CO)
BOTH
Issued 03/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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