Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Steed Risher has been working in the financial services industry since December 21, 1995. James is a registered representative of Ameriprise Financial Services, LLC. James Risher is also a registered investment advisor in Louisiana and Texas. James holds a Series 7, 63, 65 and Series 24 and 53 licenses. James has a CFP® designation. James is currently working in the Baton Rouge, Louisiana office of Ameriprise Financial Services, LLC. James has been employed with Ameriprise Financial Services, Inc. and Ameriprise Financial Services, LLC since 2005. James has also been employed with IDS Life Insurance Company. James provides a variety of financial services including portfolio management for individuals and businesses, financial planning, pension consulting, educational seminars, selection of other advisers, asset allocation services and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
LA
07/18/2008 - Present
Ameriprise Financial Services, LLC (BATON ROUGE LA)
MN
11/03/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
10/29/2001 - 01/27/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 09/13/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/01/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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