Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Patterson is a financial advisor with over 10 years of experience in the financial services industry. James is currently registered with Foreside Fund Services, LLC and holds Series 7, 63, and 65 licenses. James has a wide range of experience in the industry, including securities, investments, and financial planning. James is committed to providing his clients with the highest quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
10/14/2014 - Present
Foreside Fund Services, LLC (San Francisco CA)
BC
Issued 11/25/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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