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James Stanley Garbina

Cambridge Investment Research, Inc.

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About James Stanley Garbina

James Stanley Garbina is a financial advisor with Cambridge Investment Research, Inc. James has been working in the financial industry since 1988 and has been registered with Cambridge Investment Research, Inc. since 2011. He is licensed to sell securities in Nebraska. James holds the Series 6 and SIE licenses. James is experienced in providing financial services and advice to individuals and families.

Firm Information

James Garbina is currently registered with Cambridge Investment Research, Inc.. Cambridge Investment Research, Inc. is a corporation formed in October 1995. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

658

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Garbina’s Registration & Firm History

NE

11/11/2011 - Present

Cambridge Investment Research, Inc. (OMAHA NE)

NE

04/23/1998 - 11/11/2011

PRINCOR FINANCIAL SERVICES CORPORATION (OMAHA NE)

MN

02/08/1991 - 07/10/1998

FORTIS INVESTORS, INC. (OAKDALE MN)

MN

05/09/1988 - 12/31/1990

AMEV INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Stanley Garbina.
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