Unclaimed
James Stanley Garbina is a financial advisor with Cambridge Investment Research, Inc. James has been working in the financial industry since 1988 and has been registered with Cambridge Investment Research, Inc. since 2011. He is licensed to sell securities in Nebraska. James holds the Series 6 and SIE licenses. James is experienced in providing financial services and advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
11/11/2011 - Present
Cambridge Investment Research, Inc. (OMAHA NE)
NE
04/23/1998 - 11/11/2011
PRINCOR FINANCIAL SERVICES CORPORATION (OMAHA NE)
MN
02/08/1991 - 07/10/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
MN
05/09/1988 - 12/31/1990
AMEV INVESTORS, INC. (OAKDALE MN)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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