Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stanford Marroquin is a financial advisor with over 39 years of experience in the industry. James is currently registered with Osaic Wealth, Inc. as a Registered Representative and Investment Advisor Representative. James is also a Certified Financial Planner. James has previously worked with Conseco Securities, Inc., Conseco Financial Services, Inc. and Conseco Equity Sales, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/19/1989 - Present
Osaic Wealth, Inc. (AUSTIN TX)
IN
08/05/1998 - 12/31/1999
CONSECO SECURITIES, INC. (CARMEL IN)
IN
04/14/1997 - 08/05/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
IN
05/14/1992 - 04/14/1997
CONSECO EQUITY SALES, INC. (CARMEL IN)
NA
07/26/1984 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 08/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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