Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stanford Graham is a financial advisor with over 30 years of experience in the industry. James is a registered representative of M Holdings Securities, Inc. and is currently located in Chattanooga, TN. James has also worked for Mutual Service Corporation, Royal Alliance Associates, Inc., Integrated Resources Equity Corporation, IDS Life Insurance Company, IDS Marketing Corporation and IDS Financial Services Inc. James holds Series 6, 7, 22, 24, 63, and SIE licenses and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
03/29/2004 - Present
M Holdings Securities, Inc. (CHATTANOOGA TN)
MA
01/12/1996 - 04/03/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
AZ
11/19/1989 - 01/18/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/24/1989 - 12/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/01/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/02/1983 - 08/19/1986
IDS LIFE INSURANCE COMPANY
NA
06/02/1983 - 08/19/1986
IDS MARKETING CORPORATION
NA
06/02/1983 - 08/18/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 06/01/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 02/02/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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