Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Stafford Moser is a financial advisor with over 29 years of experience in the financial services industry. James is currently registered with Lincoln Financial Distributors, Inc., a broker-dealer headquartered in Radnor, Pennsylvania. James previously worked with Lincoln Financial Advisors Corporation, Lincoln Financial Securities Corporation, and Jefferson Pilot Securities Corporation, among others. James holds the Series 6, 7, 24, 63, and 65 licenses as well as the SIE certification. James specializes in providing financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
05/06/2024 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
IN
08/27/2015 - 05/31/2024
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NC
02/01/2008 - 05/31/2024
LINCOLN FINANCIAL SECURITIES CORPORATION (GREENSBORO NC)
NC
07/11/2006 - 02/21/2008
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
NC
02/20/2003 - 07/12/2006
JEFFERSON PILOT SECURITIES CORPORATION (GREENSBORO NC)
MO
02/27/2001 - 11/14/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
IN
03/17/1999 - 05/18/2000
JEFFERSON-PILOT VARIABLE CORPORATION (FORT WAYNE IN)
IN
08/20/1997 - 04/25/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
07/19/1993 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
IA
Issued 11/06/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure James Moser is the right advisor for you? Invested Better is here to help.
