Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Morrison is a financial advisor with over 30 years of experience in the industry. James currently works as an Investment Advisor Representative for Kestra Advisory Services, LLC. James has an active broker-dealer registration and investment advisor registration in Texas. Prior to his current position James worked with several other firms including WS Griffith Securities, Inc., Omega Securities, Inc., Phoenix Equity Planning Corporation, Farwest Securities, Inc. and Integrated Resources Equity Corporation. James has several industry licenses and certifications including a Series 7, Series 63 and the SIE exam. In addition to his work as a financial advisor, James also provides insurance recommendations through Jim Morrison financial, inc. James specializes in retirement planning, college savings planning, and investment management for individuals and families. James also provides financial planning services for businesses. James is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
04/21/2016 - Present
Kestra Advisory Services, LLC (WACO TX)
CT
05/25/1995 - 10/10/2003
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
TX
08/01/1991 - 08/22/2000
OMEGA SECURITIES, INC. (FORT WORTH TX)
CT
02/15/1990 - 09/09/1991
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
FL
03/20/1989 - 12/29/1989
FARWEST SECURITIES, INC. (TAMPA FL)
NA
08/22/1984 - 03/29/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 07/19/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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