Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baker is a financial advisor with over 15 years of experience in the industry. James is currently registered with Voya Financial Partners, LLC and is licensed to sell securities in Iowa, Minnesota, Nebraska, and Wisconsin. James holds Series 6, 7, 63, and 66 securities licenses as well as the Series 6TO and SIE exams. James previously worked for Princor Financial Services Corporation and ING Financial Advisers, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
06/01/2020 - Present
Voya Financial Partners, LLC (Scottsdale AZ)
NE
06/19/2007 - 01/20/2016
PRINCOR FINANCIAL SERVICES CORPORATION (OMAHA NE)
IA
11/30/2006 - 06/04/2007
ING FINANCIAL ADVISERS, LLC (DES MOINES IA)
BC
Issued 06/05/2020
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/01/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/29/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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