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James Spofford Reeve

Northern Trust Securities, Inc.

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About James Spofford Reeve

James Reeve is a financial advisor registered with Northern Trust Securities, Inc. James is based out of the Milwaukee, WI branch office and is also registered in Arizona, Florida, Illinois, and Wisconsin. James has been in the industry for over 20 years. James is able to provide financial advice to a wide range of clients including: individuals, corporations, charitable organizations, and investment companies. James is able to provide financial advice including: portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.

Firm Information

James Reeve is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Reeve’s Registration & Firm History

WI

06/14/2000 - Present

Northern Trust Securities, Inc. (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 08/09/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2001

Series 7 - General Securities Representative Examination

BC

Issued 06/13/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Spofford Reeve.
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