Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Southey Powell is a financial advisor with over 23 years of experience in the industry. James is currently registered with Multi-Bank Securities, Inc., and has held prior positions at JVB Financial Group, LLC, INCAPITAL LLC, LaSalle Financial Services, Inc., and ABN AMRO Incorporated. James is licensed to provide securities-related services in 32 states. James holds Series 7, 24, 63, 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/27/2013 - Present
Multi-Bank Securities, Inc. (FT. LAUDERDALE FL)
FL
05/16/2011 - 08/26/2013
JVB FINANCIAL GROUP, LLC (BOCA RATON FL)
FL
03/07/2008 - 05/16/2011
INCAPITAL LLC (BOCA RATON FL)
IL
06/01/2001 - 03/10/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
09/21/1999 - 06/06/2001
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 09/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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