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James Sondelski

Broadridge Business Process Outsourcing, LLC

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About James Sondelski

James Sondelski is a financial advisor at Broadridge Business Process Outsourcing, LLC. James has been in the industry since June 1, 2023. James holds the Series 6TO and SIE licenses. James is registered with the state of Colorado. James's primary office location is in Denver, Colorado.

Firm Information

James Sondelski is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Sondelski’s Registration & Firm History

CO

06/02/2023 - Present

Broadridge Business Process Outsourcing, LLC (DENVER CO)

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Licenses & Designations

BC

Issued 06/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Sondelski.
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