Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Socrates Georgeadis is a financial professional based in Dallas, Texas, and has been working in the industry since 2011. James is currently registered with Houlihan Lokey Capital, Inc., a firm he has been with since 2016. Prior to joining Houlihan Lokey Capital, Inc., James worked at Piper Jaffray & Co. and Simmons & Company International. James is a Series 7, 62, 63, 79, and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/20/2016 - Present
Houlihan Lokey Capital, Inc. (Dallas TX)
TX
02/26/2016 - 03/11/2016
PIPER JAFFRAY & CO. (HOUSTON TX)
MN
10/29/2014 - 02/26/2016
SIMMONS & COMPANY INTERNATIONAL (MINNEAPOLIS MN)
TX
03/18/2008 - 05/20/2011
HOULIHAN LOKEY CAPITAL, INC. (DALLAS TX)
BC
Issued 12/09/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2014
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 10/29/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 03/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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