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James Smith

J.p. Morgan Securities LLC

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About James Smith

James Smith is a registered representative with J.P. Morgan Securities LLC, who has been in the securities industry for several years. James is a Series 63, 6TO, and SIE licensed professional and has a FINRA registration. James is registered in Ohio. James is located in Sharonville, Ohio. James is a registered representative of J.P. Morgan Securities LLC. The firm has more than $50 Billion in assets under management and 262,026 clients. J.P. Morgan Securities LLC offers a variety of financial services, including portfolio management for individuals, businesses, and investment companies, as well as financial planning and pension consulting.

Firm Information

James Smith is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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James Smith’s Registration & Firm History

OH

06/28/2024 - Present

J.p. Morgan Securities LLC (Sharonville OH)

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Licenses & Designations

BC

Issued 07/19/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/04/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Smith.
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