Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gibbons is a financial advisor at Thurston Springer Advisors. James has been in the financial services industry since 1998. James holds Series 7, Series 63, and Series 65 licenses. James is registered with the state of Texas and Maryland as an Investment Advisor Representative and with the state of California, Colorado, Delaware, District of Columbia, Florida, Georgia, Maryland, Mississippi, Missouri, New Jersey, New York, Pennsylvania, South Carolina, Texas, Virginia, West Virginia and Wisconsin as a Broker. James's primary focus is on providing financial planning, educational seminars, selection of other advisers, and portfolio management services to corporations, individuals, and charitable organizations. James's previous experience includes working at Wells Fargo Advisors Financial Network, LLC and RBC Capital Markets, LLC. James is also involved in various business ventures including Alpha Pointe Capital JG and G & M Investment Group.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
03/18/2022 - Present
Thurston Springer Advisors (Annapolis MD)
MD
03/23/2012 - 03/21/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ANNAPOLIS MD)
MD
03/13/2009 - 03/29/2012
RBC CAPITAL MARKETS, LLC (ANNAPOLIS MD)
MD
09/29/1998 - 03/13/2009
FERRIS, BAKER WATTS, LLC (ANNAPOLIS MD)
IA
Issued 12/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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