Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sherburne is a financial advisor who has been in the industry since December 2018. James currently works at Northwestern Mutual Investment Services, LLC in Mequon, Wisconsin. James's previous experience includes working at NORTHERN TRUST SECURITIES, INC. in Chicago, Illinois. James is registered with FINRA and in 32 states. James holds the Series 63, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
12/09/2022 - Present
Northwestern Mutual Investment Services, LLC (MEQUON WI)
IL
07/02/2018 - 06/22/2022
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
BC
Issued 08/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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