Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Shaw is a registered representative with Nylife Securities LLC in Charleston, South Carolina. James has been in the securities industry since August 2, 2014 and has passed the Series 6, Series 63, and SIE exams. James has been registered with the state of South Carolina since March 7, 2024. Before joining Nylife Securities LLC, James was with MML Investors Services, LLC in Charleston, South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
SC
03/07/2024 - Present
Nylife Securities LLC (CHARLESTON SC)
SC
01/19/2021 - 10/27/2023
MML INVESTORS SERVICES, LLC (CHARLESTON SC)
OH
02/28/2014 - 12/24/2020
NYLIFE SECURITIES LLC (MAUMEE OH)
BC
Issued 09/30/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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