Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Seungjoon Lee is a financial advisor with Natixis Securities Americas LLC. He is based in NEW YORK, NY and has been in the industry since October 1, 2017. James has a wide range of experience in the financial services industry, including investment banking. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 79 licenses. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/20/2021 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
12/07/2018 - 09/13/2021
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/26/2017 - 12/21/2018
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
BC
Issued 10/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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