Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Selby Alexander is a financial professional with over 30 years of experience in the industry. James is currently registered with Siebert Williams Shank & Co., LLC. James has a diverse background in the financial services sector, having previously worked for firms such as KeyBanc Capital Markets Inc., Wells Fargo Securities, LLC, and Wells Fargo Brokerage Services, L.L.C. James holds Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. James is currently registered in Georgia, Illinois, Michigan, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/31/2023 - Present
Siebert Williams Shank & CO., LLC (CHICAGO IL)
IL
06/29/2015 - 07/21/2023
KEYBANC CAPITAL MARKETS INC. (CHICAGO IL)
IL
11/06/2009 - 06/30/2015
WELLS FARGO SECURITIES, LLC (CHICAGO IL)
IL
10/25/2004 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (CHICAGO IL)
NY
10/01/1998 - 08/03/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
08/23/1994 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
NA
01/18/1990 - 11/15/1991
CONTINENTAL GLOBAL FINANCIAL CORPORATION
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure James Alexander is the right advisor for you? Invested Better is here to help.
