Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Flower is a financial professional with over 30 years of experience in the industry. James currently is a registered representative of Osaic Wealth, Inc. and is located in Columbus, OH. Prior to joining Osaic Wealth, James was employed at TRIAD ADVISORS LLC and CAMBRIDGE INVESTMENT RESEARCH, INC. James holds Series 6, 7, 26 and 63 licenses and SIE and Series 99TO. James is also registered as an Investment Advisor Representative in Ohio. James specializes in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals and businesses. James also owns a sole proprietorship LLC, James Flower Capital LLC, where James provides investment products and services to Osaic Wealth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
08/23/2024 - Present
Osaic Wealth, Inc. (COLUMBUS OH)
OH
06/06/2008 - 08/23/2024
TRIAD ADVISORS LLC (COLUMBUS OH)
OH
03/22/2002 - 06/19/2008
CAMBRIDGE INVESTMENT RESEARCH, INC. (COLUMBUS OH)
NA
11/05/1986 - 08/29/1989
INVESTACORP, INC.
NA
10/31/1986 - 11/24/1986
ABACUS EQUITY SERVICES, INC.
NA
07/07/1983 - 10/31/1986
CARDELL & ASSOCIATES, INCORPORATED
NA
03/01/1983 - 07/11/1983
FIRST SECURITIES CORPORATION OF COLUMBUS
NA
03/01/1983 - 05/02/1983
PENN MUTUAL EQUITY SERVICES, INC.
BC
Issued 06/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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