Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Fitzgerald is a financial advisor with over 25 years of experience in the industry. James is currently registered with Houlihan Lokey Capital, Inc. in New York. He has previously worked at Houlihan Lokey Advisors, LLC, Macquarie Capital (USA) Inc., Barclays Capital Inc., and Lehman Brothers Inc. James has a strong background in investment banking and has held various positions in the industry. He has passed several industry exams including the Series 7, Series 24, Series 63 and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/10/2019 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
07/06/2022 - 04/19/2024
HOULIHAN LOKEY ADVISORS, LLC (NEW YORK NY)
NY
01/08/2009 - 06/19/2019
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
NY
09/22/2008 - 12/19/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/05/1997 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 10/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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