Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Scott Thomas is a financial advisor with over 25 years of experience in the industry. James is currently registered with Raymond James & Associates, Inc. and previously held positions with Morgan Keegan & Company, Inc., Invest Financial Corporation, Bear, Stearns & Co. Inc., ICBA Securities and Vining Sparks. James has a strong background in providing financial advice to individuals, corporations, and institutions. James holds the Series 7 and Series 63 licenses and the SIE exam. James is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
05/20/2011 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
04/02/2012 - 03/14/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
05/28/2008 - 12/02/2008
INVEST FINANCIAL CORPORATION (PARSONS TN)
TN
03/21/2006 - 02/15/2007
BEAR, STEARNS & CO. INC. (MEMPHIS TN)
TN
10/07/2003 - 03/10/2006
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
01/30/1993 - 10/06/2003
ICBA SECURITIES (MEMPHIS TN)
TN
01/06/1992 - 10/06/2003
VINING SPARKS (MEMPHIS TN)
BC
Issued 05/13/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Thomas is the right advisor for you? Invested Better is here to help.
