Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sterling is a financial advisor with American Century Investment Services Inc. based in Kansas City, MO. James has been in the financial industry since 2004 and is registered with FINRA as a General Securities Representative. James has a Series 7, Series 66 and SIE license and holds registrations in 51 states. Before joining American Century Investment Services Inc. in 2005, James worked for MMC SECURITIES LLC and AXA ADVISORS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MO
03/31/2016 - Present
American Century Investment Services Inc. (KANSAS CITY MO)
MO
08/24/2015 - 03/28/2016
MMC SECURITIES LLC (Kansas City MO)
MO
09/22/2005 - 08/24/2015
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
NY
04/09/2004 - 04/05/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 04/30/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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