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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Sanders is a financial advisor with over 13 years of experience in the industry. James is currently a registered representative with LPL Financial LLC. James specializes in providing investment advice to individuals, businesses, and corporations, as well as retirement planning and portfolio management. James has a wide range of experience in the financial services industry, having previously worked with other firms such as TradeKing, Zecco Trading, Inc., and Bank of America Investment Services, Inc. James is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
11/07/2023 - Present
LPL Financial LLC (FORT MILL SC)
SC
01/26/2015 - 04/27/2020
LPL FINANCIAL LLC (FORT MILL SC)
NC
12/01/2008 - 12/22/2014
TRADEKING (CHARLOTTE NC)
CA
08/17/2012 - 01/10/2013
ZECCO TRADING, INC. (GLENDALE CA)
NC
08/28/2008 - 12/01/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NC
01/05/2007 - 07/14/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BC
Issued 01/26/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2023
Series 24 - General Securities Principal Examination
BC
Issued 08/04/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/04/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/07/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/04/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/04/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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